Jefferies to Pay Nearly $4 Million for Improper Handling of ADRs

9Dec - by Editor - 0 - In STL.News

(STL.News) – The Securities and Exchange Commission today announced that broker-dealer Jefferies LLC will pay nearly $4 million to settle charges of improper handling of “pre-released” American Depositary Receipts (ADRs).…

The post Jefferies to Pay Nearly $4 Million for Improper Handling of ADRs appeared first on STL News.

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