CFTC News: CFTC Approves a Proposed Rule to Provide Exception to Annual Privacy Notice Requirement

30Nov - by Editor - 0 - In STL.News



Washington, DC — The Commodity Futures Trading Commission (CFTC) today approved a proposed rule to revise a CFTC regulation that requires certain futures commission merchants, retail foreign exchange dealers, commodity trading advisors, commodity pool operators, introducing brokers, major swap participants, and swap dealers to provide annual privacy notices to customers.  Under the proposed rule these annual privacy notices would no longer be required where certain conditions are satisfied.

CFTC staff worked with staff from the Bureau of Consumer Financial Protection (Bureau) to ensure that the proposal is consistent with rules recently finalized by the Bureau. 

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